Office Of Compliance Inspections And Examinations

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Definition: Office Of Compliance Inspections And Examinations

Office Of Compliance Inspections And Examinations

Quick Summary of Office Of Compliance Inspections And Examinations

The department within the Securities & Exchange Commission (SEC) responsible for inspecting and examining brokers, dealers, self-regulatory organizations, clearinghouses, and other market participants.

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Synonyms For Office Of Compliance Inspections And Examinations

OCIE

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Office Of Compliance Inspections And Examinations. PayrollHeaven.com. Payroll & Accounting Heaven Ltd.
April 23, 2024 https://payrollheaven.com/define/office-of-compliance-inspections-and-examinations/.
Chicago Manual of Style (CMS):
Office Of Compliance Inspections And Examinations. PayrollHeaven.com. Payroll & Accounting Heaven Ltd.
https://payrollheaven.com/define/office-of-compliance-inspections-and-examinations/ (accessed: April 23, 2024).
American Psychological Association (APA):
Office Of Compliance Inspections And Examinations. PayrollHeaven.com. Retrieved April 23, 2024
, from PayrollHeaven.com website: https://payrollheaven.com/define/office-of-compliance-inspections-and-examinations/

Definition Sources

Definitions for Office Of Compliance Inspections And Examinations are sourced/syndicated and enhanced from:

  • A Dictionary of Economics (Oxford Quick Reference)
  • Oxford Dictionary Of Accounting
  • Oxford Dictionary Of Business & Management

This glossary post was last updated: 21st November, 2021 | 0 Views.