Compliance Department

Business, Legal & Accounting Glossary

Definition: Compliance Department


Compliance Department


Full Definition of Compliance Department


The department within a brokerage or stock exchange that oversees trading and other activities to ensure that SEC regulations are being adhered to. also called compliance unit.


Cite Term


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Page URL
https://payrollheaven.com/define/compliance-department/
Modern Language Association (MLA):
Compliance Department. PayrollHeaven.com. Payroll & Accounting Heaven Ltd. November 29, 2021 https://payrollheaven.com/define/compliance-department/.
Chicago Manual of Style (CMS):
Compliance Department. PayrollHeaven.com. Payroll & Accounting Heaven Ltd. https://payrollheaven.com/define/compliance-department/ (accessed: November 29, 2021).
American Psychological Association (APA):
Compliance Department. PayrollHeaven.com. Retrieved November 29, 2021, from PayrollHeaven.com website: https://payrollheaven.com/define/compliance-department/

Definition Sources


Definitions for Compliance Department are sourced/syndicated and enhanced from:

  • A Dictionary of Economics (Oxford Quick Reference)
  • Oxford Dictionary Of Accounting
  • Oxford Dictionary Of Business & Management

This glossary post was last updated: 20th November, 2021 | 0 Views.