Business, Legal & Accounting Glossary
A term used to describe procedures enforced within a securities firm that separate the firm’s departments to restrict access to non-public, material information, in order to avoid the illegal use of inside information. For example, if a merchant bank is advising on a planned takeover bid, its investment department should not know that the bid is taking place, or they would advise their clients to invest in the company being taken over.
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This glossary post was last updated: 15th November, 2021 | 0 Views.