Business, Legal & Accounting Glossary
1. In the securities market, anyone who is affiliated with a Nasdaq firm. The individual does not have to be registered with the NASD. 2. In the futures market, anyone who works with or is affiliated with a broker, advisor, futures commission merchant, or similar entity. This individual is required to be registered with either the Commodity Futures Trading Commission or the National Futures Association.
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This glossary post was last updated: 20th November, 2021 | 0 Views.